Professional

Chartered Life Underwriter® (CLU®): A holistic and through approach to insurance planning. Sponsored by The American College. Completion: February 2004

Chartered Financial Consultant® (ChFC®): Comprehensive financial planning. Sponsored by The American College. Completion: May 2005

Chartered Advisor for Senior Living® (CASL®): Retirement years and/or issues dealing with aging. Sponsored by The American College. Completion: January 2006

Retirement Income Certified Professional® (RICP®): Enhanced retirement income planning knowledge. Sponsored by The American College. Completion: August 2013

CRD #: 1998406

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Series 6 - Investment Company Products/Variable Contracts. Completion: April 1990

Series 63 - Uniform Securities Agent State Law Exam. Completion: February 1991

Series 7 - General Securities Representative Exam. Completion: September 1995

Series 8 - General Securities Sales Supervisor Exam. Completion: September 1996

Series 65 - Uniform Investment Adviser Law Examination. Completion: May 1999

State Registrations: AZ, CA, CO,FL, GA, IL, IA, MI, MN, MT, NV, NM, NC, ND, OH, OR, SD, TX, UT, VT, VA, WA, WI

NMIS, LLC (CRD #2881), Registered with this firm since April 1990.

Investment Adviser

An investment adviser can be paid for providing advice about securities to clients or are paid based on a percentage of assets that are held in an advisory account. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

 

 

 

Matt P Anagnostou, CLU®, ChFC®, CASL®, RICP®

Wealth Management Advisor

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck